Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 18 Oct 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Oct 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 23 Jan 2017)
    • SMF16 Compliance Oversight (26 Mar 2021 to 6 May 2022)
    • Responsible for Insurance Mediation (23 Jan 2017 to 30 Sep 2018)
    • CF1 Director (23 Jan 2017 to 8 Dec 2019)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF1 Director (AR) (24 Nov 2015 to 22 Jan 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.