Oliver Kevin Banks

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 4 Jun 2024)
    • CF30 Customer (since 1 May 2024)
    • [FCA CF] Functions requiring qualifications (11 Mar 2024 to 4 Jun 2024)
    • [FCA CF] Client dealing (11 Mar 2024 to 4 Jun 2024)
  • One Financial Solutions Ltd

    FRN 607130

    • (16)Employed By (since 1 May 2024)
  • FACET INVESTMENT MANAGEMENT LTD (no longer approved here)

    FRN 131372

    • [FCA CF] Functions requiring qualifications (13 Jan 2022 to 1 Jul 2024)
    • CF30 Customer (22 Nov 2021 to 12 Mar 2024)
  • Berkeley Financial Partners Ltd (no longer approved here)

    FRN 654149

    • (8)Employed By (22 Nov 2021 to 12 Mar 2024)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Berkeley Financial Partners Ltd

  2. controlled function added: (8)Employed By at Berkeley Financial Partners Ltd