Oliver John Smart

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 28 Nov 2024)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Apr 2023)
    • CF30 Customer (1 Nov 2007 to 6 Feb 2015)
    • CF21 Investment Adviser (24 Nov 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 Apr 2003 to 24 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.