Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • P3 Wealth Ltd (no longer approved here)

    FRN 806934

    • SMF16 Compliance Oversight (9 Dec 2019 to 25 May 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 25 May 2021)
    • SMF3 Executive Director (9 Dec 2019 to 25 May 2021)
    • CF1 Director (11 Sep 2018 to 8 Dec 2019)
    • CF30 Customer (11 Sep 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (11 Sep 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (11 Sep 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.