Oliver James Chessis

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Ludian Financial Planning Limited
FRN 1042429
- (14)Employed By (since 6 Nov 2025)
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 11 Aug 2022)
- CF30 Customer (since 22 Jul 2022)
KWM Wealth Ltd (no longer approved here)
FRN 516056
- Employed By (22 Jul 2022 to 6 Nov 2025)
EFG Private Bank Limited (no longer approved here)
FRN 144036
- CF30 Customer (23 Jan 2013 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.