Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 3 May 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Nov 2020)
  • Dragon Brokers Limited (no longer approved here)

    FRN 599430

    • Appointed representative dealing with clients for which they require qualification (22 Mar 2021 to 5 May 2022)

Recent activity

Updates to this individual's record on the FCA register.

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