Oliver George Proctor

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CAPITAL ASSET MANAGEMENT (FINANCIAL PLANNING) LIMITED
FRN 225112
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 1 Jan 2026)
- [FCA CF] Functions requiring qualifications (since 1 Jan 2026)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- Appointed representative dealing with clients for which they require qualification (3 Jun 2024 to 2 Dec 2024)
- CF30 Customer (24 Mar 2024 to 2 Dec 2024)
AAGSJP Ltd (no longer approved here)
FRN 402015
- (20)Employed By (24 Mar 2024 to 2 Dec 2024)

Updates to this individual's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.