Oliver Eric Yorath

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sterling & Law Group Plc (no longer approved here)

    FRN 216784

    • [FCA CF] Client dealing (2 Feb 2024 to 30 May 2025)
    • [FCA CF] Functions requiring qualifications (2 Feb 2024 to 30 May 2025)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (28 Jun 2021 to 21 Sep 2023)
    • [FCA CF] Client dealing (28 Jun 2021 to 21 Sep 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 Jun 2021)
    • CF30 Customer (18 Nov 2019 to 15 Jun 2021)
  • Foster Denovo Limited (no longer approved here)

    FRN 462728

    • CF30 Customer (10 Nov 2017 to 24 Oct 2019)
  • Fairey Associates Ltd (no longer approved here)

    FRN 481350

    • CF30 Customer (4 Jan 2016 to 17 Jul 2017)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 May 2013 to 31 Dec 2015)

Recent activity

Updates to this individual's record on the FCA register.

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