Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SIMF2 Chief Finance Function (7 Mar 2016 to 11 Aug 2017)
- SIMF5 Head of Internal Audit Function (7 Mar 2016 to 11 Aug 2017)
- SIMF4 Chief Risk Function (7 Mar 2016 to 11 Aug 2017)
- CF11 Money Laundering Reporting (2 Jan 2009 to 11 Aug 2017)
- CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
- CF1 Director (29 Nov 2006 to 6 Mar 2016)
- CF3 Chief Executive (21 Jun 2006 to 10 Oct 2006)
- CF8 Apportionment and Oversight (16 May 2006 to 10 Oct 2006)
- CF14 Risk Assessment (27 Sep 2004 to 31 Oct 2007)
- CF13 Finance (27 Sep 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.