Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • Responsible for Insurance Distribution (since 13 Oct 2025)
    • Responsibility for MCD Intermediation (since 13 Oct 2025)
    • [FCA CF] Functions requiring qualifications (since 11 May 2022)
    • [FCA CF] Client dealing (since 11 May 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 21 Apr 2022)
    • SMF16 Compliance Oversight (since 21 Apr 2022)
    • SMF3 Executive Director (since 21 Apr 2022)
  • Valu-Trac Investment Management Limited (no longer approved here)

    FRN 145168

    • CF30 Customer (19 Oct 2020 to 27 May 2022)
    • CF1 Director (AR) (19 Oct 2020 to 27 May 2022)
  • Callanish Partners Ltd (no longer approved here)

    FRN 935529

    • Employed By (19 Oct 2020 to 27 May 2022)
  • ARBUTHNOT LATHAM & CO., LIMITED (no longer approved here)

    FRN 143336

    • [FCA CF] Functions requiring qualifications (18 Dec 2018 to 4 Sep 2020)

Recent activity

Updates to this individual's record on the FCA register.

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