Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WINTERFLOOD SECURITIES LIMITED
FRN 141455
- 16. Safeguarding and administering investments or holding client money
- [FCA CF] Significant management (since 31 Jan 2025)
- [FCA CF] Functions requiring qualifications (since 30 May 2024)
- [FCA CF] CASS oversight function (30 May 2024 to 31 May 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.