Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Deutsche Bank AG
FRN 150018
- [FCA CF] Client dealing (since 8 May 2024)
- [FCA CF] Significant management (since 8 May 2024)
- [FCA CF] Manager of certification employee (since 8 May 2024)
- [FCA CF] Algorithmic trading (since 8 May 2024)
- [FCA CF] Material risk taker (since 1 Jan 2024)
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- CF29 Significant management (12 Feb 2015 to 21 Jan 2016)
- CF30 Customer (18 May 2010 to 21 Jan 2016)
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- CF30 Customer (12 Mar 2009 to 17 Feb 2010)
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- CF30 Customer (2 Jun 2008 to 27 Feb 2009)
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- CF30 Customer (1 Nov 2007 to 27 Feb 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 27 Feb 2009)
- CF21 Investment Adviser (8 Aug 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 8 Aug 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.