Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 8 May 2024)
    • [FCA CF] Significant management (since 8 May 2024)
    • [FCA CF] Manager of certification employee (since 8 May 2024)
    • [FCA CF] Algorithmic trading (since 8 May 2024)
    • [FCA CF] Material risk taker (since 1 Jan 2024)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF29 Significant management (12 Feb 2015 to 21 Jan 2016)
    • CF30 Customer (18 May 2010 to 21 Jan 2016)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF30 Customer (12 Mar 2009 to 17 Feb 2010)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (2 Jun 2008 to 27 Feb 2009)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 27 Feb 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 27 Feb 2009)
    • CF21 Investment Adviser (8 Aug 2005 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 8 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.