Oliver Charles Hart

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lombard Odier (Europe) S.A.

    FRN 597896

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 3. Giving personal recommendations on derivatives
    • [FCA CF] Functions requiring qualifications (since 14 Aug 2017)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (7 Jan 2013 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (23 Nov 2010 to 15 Oct 2012)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (1 Nov 2007 to 25 Mar 2009)
    • CF27 Investment Management (12 Apr 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (12 Apr 2007 to 31 Oct 2007)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF27 Investment Management (19 Aug 2004 to 7 Feb 2007)
    • CF21 Investment Adviser (5 Jul 2004 to 7 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

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