Oliver Charles Cooke

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

NatWest Markets Plc
FRN 121882
- [FCA CF] Material risk taker (since 7 Mar 2016)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 9 Nov 2020)
MET Capital Management LLP (no longer approved here)
FRN 498617
- CF30 Customer (7 Apr 2011 to 7 Apr 2011)
- CF4 Partner (AR) (7 Apr 2011 to 7 Apr 2011)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (9 Dec 2008 to 5 Aug 2010)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF21 Investment Adviser (1 Dec 2001 to 8 Jun 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.