Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (1 Mar 2023 to 22 Apr 2025)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 28 Feb 2019)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 28 Feb 2019)
- CF30 Customer (29 Sep 2014 to 6 Mar 2016)
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- CF30 Customer (13 Nov 2008 to 26 Sep 2014)
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- CF30 Customer (1 Nov 2007 to 30 Oct 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 1 Jun 2004)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.