Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • [FCA CF] Client dealing (1 Mar 2023 to 22 Apr 2025)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 28 Feb 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 28 Feb 2019)
    • CF30 Customer (29 Sep 2014 to 6 Mar 2016)
  • Jupiter Asset Management Limited (no longer approved here)

    FRN 141274

    • CF30 Customer (13 Nov 2008 to 26 Sep 2014)
    • CF30 Customer (1 Nov 2007 to 30 Oct 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 1 Jun 2004)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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