Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • CF3 Chief Executive (21 Jun 2016 to 3 Oct 2017)
    • CF1 Director (21 Jun 2016 to 3 Oct 2017)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • CF1 Director (21 Jun 2016 to 3 Oct 2017)
    • CF3 Chief Executive (21 Jun 2016 to 3 Oct 2017)
  • BARINGS (U.K.) LIMITED (no longer approved here)

    FRN 194662

    • CF3 Chief Executive (11 Jan 2012 to 3 Oct 2017)
    • CF28 Systems and controls (11 Jan 2012 to 3 Oct 2017)
    • CF1 Director (30 Mar 2010 to 3 Oct 2017)
    • CF10 Compliance Oversight (19 Nov 2007 to 3 Jan 2012)
    • CF30 Customer (1 Nov 2007 to 3 Oct 2017)
    • CF8 Apportionment and Oversight (19 Oct 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (19 Oct 2007 to 3 Jan 2012)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.