Oliver Brian Moore

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Strategic IFA Ltd

    FRN 413227

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF24 Pension Transfer Specialist (3 Dec 2004 to 31 Oct 2007)
    • CF1 Director (3 Dec 2004 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Dec 2004 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Dec 2004 to 8 Dec 2019)
    • CF21 Investment Adviser (3 Dec 2004 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (3 Dec 2004 to 31 Mar 2009)
  • David Moore & Associates (0252) (no longer approved here)

    FRN 153453

    • Employed By (1 Oct 1998 to 13 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.