Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Global Asset Management (UK) Limited
FRN 122335
- [FCA CF] Manager of certification employee (since 11 Jun 2021)
- [FCA CF] Client dealing (since 20 Feb 2020)
- CF30 Customer (28 Nov 2018 to 8 Dec 2019)
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- CF30 Customer (25 Nov 2017 to 9 Mar 2018)
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- CF30 Customer (29 Nov 2013 to 9 Mar 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.