Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
The Toronto-Dominion Bank
FRN 124859
- [PRA CF] Significant risk taker or Material risk taker (since 1 Nov 2025)
- [FCA CF] Material risk taker (since 1 Jul 2016)
- [FCA CF] Client dealing (since 1 Jul 2016)
- [FCA CF] Manager of certification employee (1 Jul 2016 to 10 Oct 2025)
- [PRA CF] Managing a material risk taker (1 Jul 2016 to 19 Jul 2023)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF22 Investment Adviser (Trainee) (22 Jun 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.