Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (19 Apr 2018 to 8 Dec 2019)
    • CF29 Significant management (19 Apr 2018 to 8 Dec 2019)
    • SMF22 Other Local Responsibility (since 19 Apr 2018)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF29 Significant management (1 Nov 2007 to 6 Mar 2016)
    • CF16 Significant Mgt (Desgntd Investment Business) (29 Nov 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • SMF18 Other Overall Responsibility (since 19 Apr 2018)
    • CF29 Significant management (1 Nov 2007 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF16 Significant Mgt (Desgntd Investment Business) (29 Nov 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.