Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 11 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 19 Jul 2019)
    • Responsible for Insurance Distribution (since 19 Jul 2019)
    • CF10 Compliance Oversight (19 Jul 2019 to 8 Dec 2019)
    • CF1 Director (19 Jul 2019 to 8 Dec 2019)
  • Connect IFA Ltd (no longer approved here)

    FRN 441505

    • CF1 Director (AR) (3 May 2017 to 13 Feb 2018)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (25 Jan 2012 to 28 Oct 2012)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (10 Mar 2010 to 26 Nov 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.