Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 22. Designing scripted questions for execution-only sales of equity release transactions
    • 23. Overseeing execution-only sales on a day-to-day basis in relation to equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 21A. Designing scripted questions for execution-only sales of regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 4 Jul 2024)
    • [FCA CF] Functions requiring qualifications (since 4 Jul 2024)
    • [FCA CF] Manager of certification employee (since 4 Jul 2024)
    • [FCA CF] Significant management (since 4 Jul 2024)
    • [PRA CF] Key function holder (since 4 Jul 2024)
    • Responsibility for MCD Intermediation (since 4 Jul 2024)
    • Responsible for Insurance Distribution (since 4 Jul 2024)
    • SMF16 Compliance Oversight (since 4 Jul 2024)
    • SMF3 Executive Director (since 4 Jul 2024)
  • Prosperity Finance UK Limited (no longer approved here)

    FRN 734849

    • [FCA CF] Functions requiring qualifications (30 Mar 2021 to 22 Aug 2024)

Recent activity

Updates to this individual's record on the FCA register.

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