Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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LGT Wealth Management Limited
FRN 466684
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
- [FCA CF] Manager of certification employee (since 1 Nov 2025)
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LGT Wealth Management UK LLP
FRN 471048
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Manager of certification employee (since 4 Jan 2022)
- [FCA CF] Functions requiring qualifications (since 1 Feb 2020)
- CF30 Customer (4 Jan 2017 to 8 Dec 2019)
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- [FCA CF] Functions requiring qualifications (1 Feb 2020 to 31 Jan 2022)
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- CF30 Customer (5 Jul 2012 to 30 Dec 2016)
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- CF30 Customer (6 Oct 2008 to 17 Apr 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.