Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
    • [FCA CF] Manager of certification employee (since 1 Nov 2025)
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 4 Jan 2022)
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2020)
    • CF30 Customer (4 Jan 2017 to 8 Dec 2019)
  • LGT Wealth Management US Limited (no longer approved here)

    FRN 585547

    • [FCA CF] Functions requiring qualifications (1 Feb 2020 to 31 Jan 2022)
  • Killik & Co LLP (no longer approved here)

    FRN 462016

    • CF30 Customer (5 Jul 2012 to 30 Dec 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (6 Oct 2008 to 17 Apr 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.