Okechukwu Uwakwe

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Manager of certification employee (since 14 Oct 2022)
    • [FCA CF] Client dealing (since 3 Nov 2016)
    • [FCA CF] Manager of certification employee (3 Nov 2016 to 8 Jan 2019)
    • CF30 Customer (12 Aug 2015 to 6 Mar 2016)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (6 Jan 2025 to 13 May 2025)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (10 Dec 2009 to 8 Oct 2014)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 30 Mar 2009)
    • CF21 Investment Adviser (3 May 2006 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 30 Mar 2009)
    • CF21 Investment Adviser (3 May 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.