Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
JULIAN HARRIS ADVISER NETWORK LIMITED
FRN 304155
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 9A. Advising on P2P agreements
- [FCA CF] Client dealing (since 25 Mar 2026)
- [FCA CF] Functions requiring qualifications (since 25 Mar 2026)
-
Julian Harris Financial Consultants
FRN 153566
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 9A. Advising on P2P agreements
- [FCA CF] Client dealing (since 16 Jun 2022)
- [FCA CF] Functions requiring qualifications (since 16 Jun 2022)
-
The Professional Mortgage Specialist Ltd
FRN 945573
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF16 Compliance Oversight (since 5 Oct 2021)
- [FCA CF] Functions requiring qualifications (since 5 Oct 2021)
- SMF3 Executive Director (since 5 Oct 2021)
- Responsibility for MCD Intermediation (since 5 Oct 2021)
- Responsible for Insurance Distribution (since 5 Oct 2021)
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Jan 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.