Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 23 Jan 2024)
- CF1 Director (AR) (since 26 Nov 2023)
- CF30 Customer (since 26 Nov 2023)
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- (1)Employed By (since 26 Nov 2023)
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- [FCA CF] Functions requiring qualifications (19 Aug 2019 to 17 Feb 2023)
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- CF30 Customer (29 Nov 2013 to 13 May 2015)
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- (34)Employed By (29 Nov 2013 to 13 May 2015)
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- CF30 Customer (21 Sep 2012 to 28 Jun 2013)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at AAGSJP Ltd
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controlled function added: (34)Employed By at AAGSJP Ltd