Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 23 Jan 2024)
    • CF1 Director (AR) (since 26 Nov 2023)
    • CF30 Customer (since 26 Nov 2023)
    • (1)Employed By (since 26 Nov 2023)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Functions requiring qualifications (19 Aug 2019 to 17 Feb 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (29 Nov 2013 to 13 May 2015)
  • AAGSJP Ltd (no longer approved here)

    FRN 402015

    • (34)Employed By (29 Nov 2013 to 13 May 2015)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (21 Sep 2012 to 28 Jun 2013)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at AAGSJP Ltd

  2. controlled function added: (34)Employed By at AAGSJP Ltd