Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 31 Mar 2026)
  • FirstBank UK Limited (no longer approved here)

    FRN 216772

    • [FCA CF] Functions requiring qualifications (28 Jul 2025 to 11 Nov 2025)
    • [FCA CF] Client dealing (28 Jul 2025 to 11 Nov 2025)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Functions requiring qualifications (15 Sep 2022 to 2 Dec 2024)
    • [FCA CF] Client dealing (15 Sep 2022 to 2 Dec 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Jul 2022)
    • CF1 Director (AR) (4 Jul 2018 to 6 Jul 2022)
    • CF30 Customer (4 Jul 2018 to 6 Jul 2022)
  • Amneo Wealth Management Ltd (no longer approved here)

    FRN 812544

    • Employed By (4 Jul 2018 to 6 Jul 2022)

Recent activity

Updates to this individual's record on the FCA register.

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