Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC UK Bank Plc
FRN 765112
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 31 Mar 2026)
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- [FCA CF] Functions requiring qualifications (28 Jul 2025 to 11 Nov 2025)
- [FCA CF] Client dealing (28 Jul 2025 to 11 Nov 2025)
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- [FCA CF] Functions requiring qualifications (15 Sep 2022 to 2 Dec 2024)
- [FCA CF] Client dealing (15 Sep 2022 to 2 Dec 2024)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Jul 2022)
- CF1 Director (AR) (4 Jul 2018 to 6 Jul 2022)
- CF30 Customer (4 Jul 2018 to 6 Jul 2022)
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- Employed By (4 Jul 2018 to 6 Jul 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.