Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Citigroup Global Markets Limited
FRN 124384
- [FCA CF] Material risk taker (since 8 Feb 2024)
- [PRA CF] Significant risk taker or Material risk taker (since 8 Feb 2024)
- [FCA CF] Manager of certification employee (since 15 Dec 2022)
- [FCA CF] Client dealing (since 14 Dec 2022)
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Citibank, N.A.
FRN 124704
- [FCA CF] Material risk taker (since 8 Feb 2024)
- [PRA CF] Significant risk taker or Material risk taker (since 8 Feb 2024)
- [FCA CF] Manager of certification employee (since 15 Dec 2022)
- [FCA CF] Client dealing (since 14 Dec 2022)
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- [FCA CF] Client dealing (3 Nov 2021 to 18 Nov 2022)
- [FCA CF] Material risk taker (3 Nov 2021 to 18 Nov 2022)
- [FCA CF] Manager of certification employee (3 Nov 2021 to 18 Nov 2022)
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- [FCA CF] Material risk taker (28 Jun 2019 to 18 Nov 2022)
- [FCA CF] Manager of certification employee (20 Sep 2016 to 18 Nov 2022)
- [FCA CF] Client dealing (7 Mar 2016 to 18 Nov 2022)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 Sep 2006 to 31 Oct 2007)
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- [FCA CF] Material risk taker (28 Jun 2019 to 18 Nov 2022)
- [FCA CF] Manager of certification employee (20 Sep 2016 to 18 Nov 2022)
- [FCA CF] Client dealing (7 Mar 2016 to 18 Nov 2022)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 Sep 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.