Nuno Miguel Marques Caetano

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Invesco Asset Management Limited

    FRN 122674

    • 14. Managing investments
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2020)
    • CF30 Customer (1 Jul 2010 to 8 Dec 2019)
  • Invesco Fund Managers Limited (no longer approved here)

    FRN 119298

    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2020)
  • Morgan Stanley Investment Management Limited (no longer approved here)

    FRN 121920

    • CF30 Customer (1 Nov 2007 to 31 May 2010)
    • CF27 Investment Management (31 Jan 2007 to 31 Oct 2007)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (24 Mar 2006 to 20 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

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