Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (AR) (11 Jul 2023 to 9 Oct 2023)
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- Employed By (11 Jul 2023 to 9 Oct 2023)
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- [PRA CF] Significant risk taker or Material risk taker (19 Aug 2019 to 7 Aug 2020)
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- [FCA CF] Client dealing (19 Dec 2016 to 11 Feb 2022)
- [FCA CF] Manager of certification employee (19 Dec 2016 to 11 Feb 2022)
- [PRA CF] Significant risk taker or Material risk taker (26 Apr 2016 to 7 Aug 2017)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (9 Jun 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.