Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rosemount Financial Solutions (IFA) Limited
FRN 535515
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- CF1 Director (AR) (since 19 Jan 2026)
- CF30 Customer (since 22 Aug 2025)
- Appointed representative dealing with clients for which they require qualification (since 1 Aug 2025)
- [FCA CF] Client dealing (since 24 Jun 2025)
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Roxton Wealth Ltd
FRN 1033240
- (1)Employed By (since 22 Aug 2025)
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- Appointed representative dealing with clients for which they require qualification (8 Nov 2024 to 11 Aug 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.