Norman Nickson

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

David Brown (no longer approved here)
FRN 429925
- Employed By (10 Oct 2005 to 6 Feb 2006)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF21 Investment Adviser (28 Sep 2005 to 6 Feb 2006)
- CF22 Investment Adviser (Trainee) (6 May 2005 to 28 Sep 2005)
MHL Finance & Investments Ltd (no longer approved here)
FRN 401576
- (1)Employed By (16 May 2005 to 10 Oct 2005)
Investments Northwest Limited (U376) (no longer approved here)
FRN 183323
- (3)Employed By (18 Apr 2000 to 19 Dec 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.