Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Melvyn Cosgrove Financial Planning
FRN 447264
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Sole trader dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (23 Jun 2006 to 31 Oct 2007)
- CF10 Compliance Oversight (23 Jun 2006 to 8 Dec 2019)
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- (1)Employed By (1 Oct 1998 to 22 Jun 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.