Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Pelham Incorporated Limited
FRN 311426
- Responsible for Insurance Distribution (since 6 Sep 2022)
- SMF29 Limited scope function (limited scope SMCR firms only) (since 19 Mar 2022)
- SMF3 Executive Director (9 Dec 2019 to 21 Feb 2022)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
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Investra Capital Limited
FRN 927694
- SMF1 Chief Executive (since 1 Feb 2021)
- SMF3 Executive Director (since 1 Feb 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Feb 2021)
- SMF16 Compliance Oversight (since 1 Feb 2021)
Recent activity
Updates to this individual's record on the FCA register.
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