Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LGT Wealth Management Limited (no longer approved here)

    FRN 466684

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Sep 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Sep 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Sep 2020)
    • CF8 Apportionment and Oversight (19 Sep 2007 to 31 Oct 2007)
    • CF1 Director (19 Sep 2007 to 16 Sep 2010)
  • Patria Capital Partners LLP (no longer approved here)

    FRN 469934

    • [FCA CF] Significant management (9 Dec 2019 to 1 Sep 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Sep 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Sep 2020)
    • CF8 Apportionment and Oversight (1 Oct 2007 to 31 Mar 2009)
    • CF4 Partner (1 Oct 2007 to 15 Dec 2015)
  • ABERDEEN PORTFOLIO SOLUTIONS LIMITED (no longer approved here)

    FRN 623682

    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Sep 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Sep 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Sep 2020)
  • Patria Private Equity (Europe) Limited (no longer approved here)

    FRN 755580

    • [FCA CF] Significant management (9 Dec 2019 to 1 Sep 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Sep 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Sep 2020)
  • Standard Life Assurance Limited (no longer approved here)

    FRN 439567

    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 3 Sep 2018)
    • CF1 Director (30 May 2012 to 6 Mar 2016)
    • CF2 Non Executive Director (27 Dec 2006 to 25 May 2012)
  • Standard Life Bank Plc (no longer approved here)

    FRN 187878

    • (93)CF2 Non Executive Director (27 Dec 2006 to 1 Jan 2010)

Recent activity

Updates to this individual's record on the FCA register.

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