Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ALFRED HENRY CORPORATE FINANCE LIMITED
FRN 181163
- SMF16 Compliance Oversight (since 17 Nov 2023)
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- SMF3 Executive Director (9 Dec 2019 to 7 Feb 2020)
- CF8 Apportionment and Oversight (8 Mar 2005 to 31 Mar 2009)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
- CF23 Corporate Finance Adviser (1 Dec 2001 to 27 Jul 2007)
- CF10 Compliance Oversight (1 Dec 2001 to 8 Mar 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.