Norman Duncan MacArthur

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AML Associates Financial Services Ltd

    FRN 599277

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 27 Nov 2020)
    • CF30 Customer (29 Jul 2013 to 8 Dec 2019)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (28 Dec 2011 to 31 Dec 2012)
  • AML Associates Financial Services Ltd (no longer approved here)

    FRN 220915

    • Employed By (16 Aug 2006 to 31 Dec 2012)
  • A M L Associates (no longer approved here)

    FRN 200159

    • (8)Employed By (3 Dec 1999 to 24 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

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