Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Dec 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • SMF18 Other Overall Responsibility (13 Dec 2017 to 22 May 2018)
    • CF29 Significant management (1 Nov 2007 to 6 Mar 2016)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
  • Cater Allen Limited (no longer approved here)

    FRN 178737

    • SMF18 Other Overall Responsibility (13 Dec 2017 to 22 May 2018)
    • CF1 Director (26 Apr 2012 to 5 Oct 2015)
    • CF29 Significant management (1 Nov 2007 to 26 Apr 2012)
    • CF17 Significant Mgt (Other Business Operations) (25 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.