Norman Alexander Butler

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NFU Mutual Select Investments Limited

    FRN 582519

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 4 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 4 Nov 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (3 Nov 2022 to 31 Oct 2024)
    • CF30 Customer (26 Sep 2022 to 31 Oct 2024)
  • IQ&Co Limited (no longer approved here)

    FRN 789823

    • (1)Employed By (26 Sep 2022 to 31 Oct 2024)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Functions requiring qualifications (9 Feb 2022 to 18 Apr 2022)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Functions requiring qualifications (4 Jul 2018 to 18 Apr 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.