Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sumitomo Mitsui Banking Corporation, London Branch (no longer approved here)

    FRN 769072

    • [FCA CF] Material risk taker (9 Feb 2018 to 18 Apr 2019)
    • [FCA CF] Significant management (28 Apr 2016 to 14 Jun 2016)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 18 Apr 2019)
  • SMBC Bank International plc (no longer approved here)

    FRN 223304

    • [FCA CF] Significant management (28 Apr 2016 to 14 Jun 2016)
    • [FCA CF] Material risk taker (7 Mar 2016 to 18 Apr 2019)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 18 Apr 2019)

Recent activity

Updates to this individual's record on the FCA register.

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