Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Morgan Stanley & Co. International Plc
FRN 165935
- [FCA CF] Significant management (since 7 Mar 2025)
- [FCA CF] Material risk taker (since 7 Mar 2024)
- [FCA CF] Manager of certification employee (since 7 Mar 2024)
- SMF3 Executive Director (since 14 May 2018)
- [FCA CF] Manager of certification employee (7 Sep 2016 to 13 Feb 2019)
- [FCA CF] Client dealing (7 Sep 2016 to 13 Feb 2019)
- [FCA CF] Material risk taker (7 Mar 2016 to 13 Feb 2019)
- CF30 Customer (23 Aug 2011 to 6 Mar 2016)
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Morgan Stanley Bank International Limited
FRN 195430
- [FCA CF] Significant management (since 7 Mar 2025)
- [FCA CF] Manager of certification employee (since 7 Mar 2024)
- [FCA CF] Material risk taker (since 7 Mar 2024)
- SMF1 Chief Executive (since 7 Mar 2016)
- CF1 Director (2 Jul 2014 to 6 Mar 2016)
- CF3 Chief Executive (2 Jul 2014 to 6 Mar 2016)
- CF30 Customer (23 Aug 2011 to 6 Mar 2016)
- CF29 Significant management (22 Jan 2009 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.