Nora Szentivanyi

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Manager of certification employee (since 27 Feb 2023)
    • [FCA CF] Client dealing (since 11 Aug 2016)
    • [FCA CF] Manager of certification employee (16 Jul 2019 to 6 Jun 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (28 Nov 2002 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (19 Sep 2016 to 7 Mar 2019)
    • [FCA CF] Client dealing (11 Aug 2016 to 30 Jan 2020)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (28 Nov 2002 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (28 Nov 2002 to 7 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.