Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 29 Jan 2025)
    • [FCA CF] Material risk taker (since 29 Jan 2025)
    • [FCA CF] Manager of certification employee (since 29 Jan 2025)
    • [FCA CF] Client dealing (since 29 Jan 2025)
  • Marshall Wace LLP (no longer approved here)

    FRN 228531

    • [FCA CF] Manager of certification employee (12 Dec 2023 to 30 Sep 2024)
    • [FCA CF] Client dealing (18 Aug 2023 to 30 Sep 2024)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 31 May 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 31 May 2023)
    • CF30 Customer (23 Jul 2015 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (24 Aug 2010 to 17 Apr 2015)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF21 Investment Adviser (1 Dec 2001 to 30 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.