Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Citadel Securities (Europe) Limited
FRN 447450
- [FCA CF] Significant management (since 29 Jan 2025)
- [FCA CF] Material risk taker (since 29 Jan 2025)
- [FCA CF] Manager of certification employee (since 29 Jan 2025)
- [FCA CF] Client dealing (since 29 Jan 2025)
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- [FCA CF] Manager of certification employee (12 Dec 2023 to 30 Sep 2024)
- [FCA CF] Client dealing (18 Aug 2023 to 30 Sep 2024)
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- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 31 May 2023)
- [FCA CF] Client dealing (7 Mar 2016 to 31 May 2023)
- CF30 Customer (23 Jul 2015 to 6 Mar 2016)
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- CF30 Customer (24 Aug 2010 to 17 Apr 2015)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.