Noelia Patricia Freitas Alves Pinto

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Manager of certification employee (since 16 Apr 2018)
    • [PRA CF] Managing a material risk taker (since 16 Apr 2018)
    • [PRA CF] Significant risk taker or Material risk taker (since 16 Apr 2018)
    • [FCA CF] Material risk taker (since 16 Apr 2018)
    • [FCA CF] Functions requiring qualifications (since 6 Mar 2017)
    • CF30 Customer (30 Apr 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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