Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Zenith Bank (UK) Limited
FRN 451720
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Manager of certification employee (since 16 Apr 2018)
- [PRA CF] Managing a material risk taker (since 16 Apr 2018)
- [PRA CF] Significant risk taker or Material risk taker (since 16 Apr 2018)
- [FCA CF] Material risk taker (since 16 Apr 2018)
- [FCA CF] Functions requiring qualifications (since 6 Mar 2017)
- CF30 Customer (30 Apr 2015 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.