Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (since 2 May 2023)
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Mann Island Finance Limited
FRN 661294
- SMF9 Chair of the Governing Body (since 17 Jun 2022)
- CF28 Systems and controls (10 Jul 2015 to 29 Dec 2015)
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Quantum Funding Limited
FRN 695480
- SMF9 Chair of the Governing Body (since 17 Jun 2022)
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Investec Asset Finance Plc
FRN 697349
- SMF9 Chair of the Governing Body (since 17 Jun 2022)
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CF Corporate Finance Limited
FRN 718242
- SMF9 Chair of the Governing Body (since 17 Jun 2022)
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MI Vehicle Finance Limited
FRN 718729
- SMF9 Chair of the Governing Body (since 17 Jun 2022)
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Investec Bank PLC
FRN 172330
- SMF16 Compliance Oversight (since 7 Mar 2016)
- CF10 Compliance Oversight (8 May 2015 to 6 Mar 2016)
- CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
- CF15 Internal Audit (14 Apr 2004 to 31 Oct 2007)
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- CF28 Systems and controls (27 Mar 2008 to 2 Feb 2015)
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- CF28 Systems and controls (1 Nov 2007 to 9 Jul 2015)
- CF15 Internal Audit (14 Apr 2004 to 31 Oct 2007)
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- CF28 Systems and controls (1 Nov 2007 to 9 Jul 2015)
- CF15 Internal Audit (14 Apr 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.