Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF18 Other Overall Responsibility (7 Mar 2016 to 31 Jul 2018)
- CF1 Director (19 Nov 2012 to 8 Dec 2015)
- CF29 Significant management (19 Nov 2012 to 6 Mar 2016)
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- CF29 Significant management (20 May 2013 to 29 Jan 2016)
- CF4 Partner (20 May 2013 to 30 May 2018)
- CF30 Customer (7 May 2013 to 7 May 2013)
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- (14)CF10 Compliance Oversight (29 May 2009 to 30 Apr 2012)
- (15)CF1 Director (23 Aug 2007 to 30 Apr 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.