Noel McCormick

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Skipton Building Society

    FRN 153706

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Oct 2019)
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2016)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF30 Customer (19 Oct 2015 to 27 Oct 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (8 Jul 2015 to 4 Sep 2015)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 1 Oct 2012)
    • CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Aug 2005 to 2 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.