Nobuo Ando

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mizuho International plc (no longer approved here)

    FRN 119256

    • CF30 Customer (1 Nov 2007 to 9 Jun 2008)
    • CF21 Investment Adviser (15 Jan 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (20 Mar 2006 to 15 Jan 2007)
  • NOMURA ASSET MANAGEMENT U.K. LIMITED (no longer approved here)

    FRN 122703

    • CF1 Director (1 Dec 2001 to 19 Apr 2002)
    • CF3 Chief Executive (1 Dec 2001 to 19 Apr 2002)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 19 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

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