Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 1 Apr 2025)
    • [FCA CF] Client dealing (16 Jun 2023 to 31 Mar 2025)
    • [FCA CF] Manager of certification employee (16 Jun 2023 to 31 Mar 2025)
    • [FCA CF] Material risk taker (16 Jun 2023 to 31 Mar 2025)
    • [FCA CF] Significant management (16 Jun 2023 to 31 Mar 2025)
    • [PRA CF] Significant risk taker or Material risk taker (16 Jun 2023 to 31 Mar 2025)
  • MUFG BANK, LTD (no longer approved here)

    FRN 139189

    • [PRA CF] Significant risk taker or Material risk taker (16 Jun 2023 to 31 Mar 2025)
    • [FCA CF] Manager of certification employee (16 Jun 2023 to 31 Mar 2025)
    • [FCA CF] Material risk taker (16 Jun 2023 to 31 Mar 2025)
    • [FCA CF] Client dealing (16 Jun 2023 to 31 Mar 2025)
  • Mitsubishi UFJ Asset Management (UK) Ltd. (no longer approved here)

    FRN 121816

    • CF30 Customer (1 Nov 2007 to 18 Jan 2013)
    • CF27 Investment Management (19 Apr 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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