Noah Roth

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Material risk taker (since 9 Jan 2026)
    • [FCA CF] Manager of certification employee (since 24 Jul 2024)
    • [FCA CF] Client dealing (since 5 Sep 2023)
    • [FCA CF] Material risk taker (23 Sep 2022 to 4 Oct 2022)
    • [FCA CF] Client dealing (18 Oct 2018 to 4 Oct 2022)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Material risk taker (since 9 Jan 2026)
    • [FCA CF] Manager of certification employee (since 24 Jul 2024)
    • [FCA CF] Client dealing (since 5 Sep 2023)
    • [FCA CF] Material risk taker (23 Sep 2022 to 4 Oct 2022)
    • [FCA CF] Client dealing (18 Oct 2018 to 4 Oct 2022)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Material risk taker (9 Jan 2026 to 17 Feb 2026)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Manager of certification employee (24 Jul 2024 to 18 Feb 2025)
    • [FCA CF] Client dealing (5 Sep 2023 to 18 Feb 2025)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Client dealing (18 Oct 2018 to 4 Jul 2022)

Recent activity

Updates to this individual's record on the FCA register.

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